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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors Inc | Phoenix | AZ | 01/2010 | 10/2017 |
| Usaa Financial Planning Services | Phoenix | AZ | 03/2013 | 10/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 10/2017 | Present |
| Mml Investors Services, Llc | Phoenix | AZ | 11/2016 | Present |
1) NAME: Home Rental INV REL: N ADD: 4010 W Chama Dr, Glendale AZ 85310 NATURE: Renting house. My husband who is a real estate agent will place tenants POSITION: owner of property START DATE: 09/01/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: paying bills like pool service, HOA, taxes, and home warranty
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-22 |
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