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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-05-29
  • AZ RA
    APPROVED
    Since 2018-05-29

Branch Locations

Lake Point, UT • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Phoenix AZ 01/2010 10/2017
Usaa Financial Planning Services Phoenix AZ 03/2013 10/2017
Massachusetts Mutual Life Insurance Company Springfield MA 10/2017 Present
Mml Investors Services, Llc Phoenix AZ 11/2016 Present
  • 01/2010 → 10/2017
    Usaa Financial Advisors Inc
    Phoenix, AZ
  • 03/2013 → 10/2017
    Usaa Financial Planning Services
    Phoenix, AZ
  • 10/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 11/2016 → Present
    Phoenix, AZ
Previous Registrations
Other Businesses

1) NAME: Home Rental INV REL: N ADD: 4010 W Chama Dr, Glendale AZ 85310 NATURE: Renting house. My husband who is a real estate agent will place tenants POSITION: owner of property START DATE: 09/01/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: paying bills like pool service, HOA, taxes, and home warranty

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-03
S63 Uniform Securities Agent State Law Examination 2008-01-22
  • S65 Uniform Investment Adviser Law Examination
    2011-12-03
  • S63 Uniform Securities Agent State Law Examination
    2008-01-22
Other Names
  • Alondra Reyes

View on SEC IAPD

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