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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-09 |
| GA | RA | APPROVED | 2023-08-03 |
Branch Locations
5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Duluth | GA | 12/2006 | 04/2022 |
| Wells Fargo Advisors Llc | Duluth | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Duluth | GA | 11/2016 | 02/2022 |
| Ameriprise Financial Services, Llc | Duluth | GA | 04/2022 | 07/2023 |
| Morgan Stanley | Atlanta | GA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-06 |
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