Pedro Juan Rodriguez Rivera

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 02/2024
  Aegis Capital Corp
  San Juan, PR
• 09/2015 → 07/2019
  Riwm, Llc
  San Juan, PR
• 03/2024 → Present
  Mml Investors Services Llc
  San Juan, PR
• 02/2024 → Present
  Massmutual Life Insurance Co
  San Juan, PR
• 05/2007 → Present
  Vector Marketing At Cutco
  San Juan, PR

Previous Registrations

• 2015-11-06 → 2024-04-04
  Aegis Capital Corp.
  San Juan, PR
  San Juan, PR
  Guaynabo, PR
  Coral Gables, FL
  New York, NY
• 2015-11-06 → 2019-07-29
  Riwm, Llc
  San Juan, PR
  Coral Gables, FL

Other Businesses

NAME: VECTOR MARKETING AT CUTCO INV REL: N ADD: 322 HOUGHTON AVE OLEAN NY 14760 NATURE: CUTLERY SALES AND SERVICE TO RECLAIM FOREVER CUTCO CUTLERY GUARANTEE OF PAST CUSTOMERS, WHEN THEY CALL ME, ON SATURDAY OR SUNDAY POSITION: SALES/SERVICE REPRESENTATIVE START DATE: 5/2001 NO HRS/MO: 30 MINS- 1 HOUR NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: HELP CUSTOMERS TO REPAIR OR REPLACE THEIR DAMAGE CUTLERY ITEMS UNDER THE FOREVER COMPANY GUARANTEE.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-16

Other Names

• Pedro Juan Rodriguez