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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-07 |
| CA | RA | APPROVED | 2018-11-06 |
Branch Locations
2999 Oak Road Suite 1030, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Walnut Creek | CA | 02/2009 | 03/2017 |
| Mml Investors Services, Llc | Walnut Creek | CA | 03/2017 | 11/2018 |
| Massmutual Life Insurance Co | Walnut Creek | CA | 07/2016 | 11/2018 |
| Raymond James & Associates, Inc | Walnut Creek | CA | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
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