Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-14
ND RA APPROVED 2018-02-14
SD RA APPROVED 2018-02-14
  • MN RA
    APPROVED
    Since 2018-02-14
  • ND RA
    APPROVED
    Since 2018-02-14
  • SD RA
    APPROVED
    Since 2018-02-14

Branch Locations

157 S 2Nd St S, Hallock, MN 56728 • United States

1301 30Th Ave S, Fargo, ND 58103 • United States

615 2Nd Ave N, Wahpeton, ND 58075 • United States

601 Center Ave, Moorhead, MN 56560 • United States

201 E Main St, Ada, MN 56510 • United States

215 5Th St N, Fargo, ND 58102 • United States

304 N Broadway, Crookston, MN 56716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Federal Bank Fargo ND 07/2011 Present
Invest Financial Corporation Fargo ND 08/2011 02/2018
Lpl Financial Llc Fargo ND 02/2018 Present
  • 07/2011 → Present
    American Federal Bank
    Fargo, ND
  • 08/2011 → 02/2018
    Invest Financial Corporation
    Fargo, ND
  • 02/2018 → Present
    Fargo, ND
Previous Registrations
  • 2011-08-22 → 2018-02-14
    Invest Financial Corporation
    Moorhead, MN
    Fargo, ND
    Wahpeton, ND
  • 2011-01-03 → 2011-07-29
    Moorhead, MN
  • 2008-05-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Moorhead, MN
Other Businesses

1. 02/14/2018 - American Federal Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - FARGO YOUTH HOCKEY ASSOCIATION - Investment Related - 831 N 17TH AVE, FARGO ND 58102 - Other-Coaching - Start Date 11/11/2013. 3. 04/08/2019 - American Federal Bank - Investment related - At reported business location(s) - Financial Institution Duty - start date:02/14/2018 - 64 hrs/mo - 64 hrs during trading. 4. 11/13/2023 - MVP Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 11/01/2023 - 4 Hours Per Month 4 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-02
  • S66 Uniform Combined State Law Examination
    2008-05-02
Designations

View on SEC IAPD

More in Hallock, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor