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John M Canty

Sandhill Investment Management

Buffalo, NY

CRD 5418913

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Employer firm

Sandhill Investment Management CRD 129800

$2.40B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sandhill Investment Management

40 Fountain Plaza Suite 1300, Buffalo, NY 14202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-30
  • NY RA
    APPROVED
    Since 2023-10-30

Branch Locations

40 Fountain Plaza Suite 1300, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roosevelt & Cross, Incorporated Buffalo NY 06/2009 10/2023
Sandhill Investment Management Buffalo NY 10/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-30
S63 Uniform Securities Agent State Law Examination 2007-12-04
  • S65 Uniform Investment Adviser Law Examination
    2023-10-30
  • S63 Uniform Securities Agent State Law Examination
    2007-12-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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