Matthew Falkner

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Chicago, IL
• 11/2016 → 05/2017
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 06/2025 → Present
  Wealth Enhancement Group
  Charlotte, NC
• 06/2017 → 09/2019
  Salesforce
  Chicago, IL
• 09/2019 → 07/2020
  A5 Corporation
  Chicago, IL
• 07/2021 → 08/2023
  Listengage
  Bloomington, IL
• 08/2023 → 06/2025
  Acquis Consulting
  Charlotte, NC
• 06/2025 → Present
  Wealth Enhancement Advisory Services
  Charlotte, NC
• 07/2020 → 07/2021
  Spaulding Ridge
  Chicago, IL

Previous Registrations

• 2016-03-01 → 2017-05-17
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 2008-09-23 → 2016-03-23
  Credit Suisse Securities (Usa) Llc
  Northbrook, IL
  Chicago, IL
• 2008-08-04 → 2008-10-07
  Lehman Brothers Inc.
  Chicago, IL
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-04
• S66 Uniform Combined State Law Examination
  2008-08-01

Other Names

• Matthew Gale Falkner