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Christopher P Frohn

Wells Fargo Clearing Services, LLC

Savannah, GA

Savannah, GA

Savannah, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-18
GA RA APPROVED 2010-01-28
  • TX RA
    APPROVED
    Since 2019-11-18
  • GA RA
    APPROVED
    Since 2010-01-28

Branch Locations

6 Skidaway Village Walk Ste D 1St Fl, Savannah, GA 31411 • United States

20 Bank St, Savannah, GA 31411 • United States

200 Stephenson Ave [G2-Rbo], Savannah, GA 31405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Richmond VA 09/2007 Present
Wells Fargo Advisors Llc Savannah GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
  • 09/2007 → Present
    Wachovia Bank, N.A.
    Richmond, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Savannah, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Savannah, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-11
S63 Uniform Securities Agent State Law Examination 2007-10-31
  • S65 Uniform Investment Adviser Law Examination
    2008-02-11
  • S63 Uniform Securities Agent State Law Examination
    2007-10-31
Designations
Other Names
  • Chris Frohn

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SAVANNAH, GA
VALIC FINANCIAL ADVISORS, INC. · SAVANNAH, GA
COMMONWEALTH FINANCIAL NETWORK · Savannah, GA
PFS INVESTMENTS INC. · SAVANNAH, GA
CHARLES SCHWAB & CO., INC. · Savannah, GA
RL WRIGHT & ASSOCIATES, LLC · SAVANNAH, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Savannah, GA
BULL STREET ADVISORS · SAVANNAH, GA

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