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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-28 |
| VA | RA | APPROVED | 2014-01-14 |
Branch Locations
1111 E Main St, Richmond, VA 23219 • United States
Glen Allen, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 01/2014 | Present |
| Bank Of America, N.A. | Richmond | VA | 01/2014 | Present |
I*860298, Entity Type,Governmental Name of OBA: Virginia Passenger Rail AuthorityAddress: Virginia,23219INVESTED Related: NOPosition, Title, Association: Board MemberEmployee Start Date:08/30/2023 No Hours: 5 YEARLYNo Hours during trading: 3Duties:The Virginia Passenger Rail Authority (VPRA) is responsible for promoting, sustaining, and expanding the availability of passenger and commuter rail service in the Commonwealth. Created in 2020, VPRA administers all capital expansion projects, infrastructure, and land acquisitions related to the Transforming Rail in Virginia I*3134278 Entity Type: Entity Charitable Name of OBA: All Saint's Episcopal Church Address: Richmond, Virginia, 23229 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/10/2025 Number of Hours: 3, Weekly Number of Hours during trading: 1, Weekly Duties: I serve on the Vestry for the church and as Junior Warden. Revies of church programs and activities as well as oversight on the Buildings and Grounds Committee. Program, which will double Amtrak state-supported service and increase Virginia Railway Express (VRE) service in Virginia over the next decade. I will serve on the Board but will have no financial responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-31 |
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