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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
4000 Hollywood Blvd. Ste 630 N, Hollywood, FL 33021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sammons Financial Network | West Des Moines | IA | 03/2013 | 11/2016 |
| Proequities, Inc | Key Biscayne | FL | 12/2016 | 11/2019 |
| Protective Life | Key Biscayne | FL | 11/2016 | 11/2019 |
| Lpl Financial Llc | Hollywood | FL | 07/2022 | Present |
| Protective Life | Miami | FL | 11/2016 | 12/2019 |
| Wealthvest | Bozeman | MT | 08/2020 | 01/2022 |
| Unemployed | Miami | FL | 12/2019 | 08/2020 |
| Unemployed | Miami | FL | 01/2022 | 06/2022 |
1) 7/2022- FDR Group, Inc.- DBA for LPL Business (entity for LPL business)- inv related- Hollywood, FL 2) 7/2022- Financial Design Resource Group.- DBA for LPL Business (entity for LPL business)- inv related- Hollywood, FL 3) 7/2022- FDR Financial Group, Inc..- DBA for LPL Business (entity for LPL business)- inv related- Hollywood, FL 4) 7/2022- FDR Group, Inc.- Non-Variable Insurance- Agent selling fixed annuities -inv. related- Hollywood, FL- start dat 6/2022- 40hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-13 |
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