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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-02
PA RA APPROVED 2025-12-11
  • TX RA
    APPROVED
    Since 2026-02-02
  • PA RA
    APPROVED
    Since 2025-12-11

Branch Locations

3701 Corporate Parkway Suite 320, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co. Bethlehem PA 09/2013 02/2018
Park Avenue Securities Bethlehem PA 09/2013 01/2018
Transamerica Retirement Solutions Nazareth PA 02/2018 05/2021
Transamerica Investors Securities Corporation Nazareth PA 02/2018 05/2021
Lpl Financial Llc Nazareth PA 05/2021 11/2025
Mml Investors Services, Llc Center Valley PA 12/2025 Present
Massmutual Life Insurance Company Center Valley PA 12/2025 Present
  • 09/2013 → 02/2018
    Guardian Life Insurance Co.
    Bethlehem, PA
  • 09/2013 → 01/2018
    Park Avenue Securities
    Bethlehem, PA
  • 02/2018 → 05/2021
    Transamerica Retirement Solutions
    Nazareth, PA
  • 02/2018 → 05/2021
    Transamerica Investors Securities Corporation
    Nazareth, PA
  • 05/2021 → 11/2025
    Nazareth, PA
  • 12/2025 → Present
    Center Valley, PA
  • 12/2025 → Present
    Massmutual Life Insurance Company
    Center Valley, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-07
  • S66 Uniform Combined State Law Examination
    2007-11-07
Designations
Other Names
  • Thomas Fulfaro
  • Thomas Patrick Fulfaro

View on SEC IAPD

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