Thomas Patrick Fulfaro

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 02/2018
  Guardian Life Insurance Co.
  Bethlehem, PA
• 09/2013 → 01/2018
  Park Avenue Securities
  Bethlehem, PA
• 02/2018 → 05/2021
  Transamerica Retirement Solutions
  Nazareth, PA
• 02/2018 → 05/2021
  Transamerica Investors Securities Corporation
  Nazareth, PA
• 05/2021 → 11/2025
  Lpl Financial Llc
  Nazareth, PA
• 12/2025 → Present
  Mml Investors Services, Llc
  Center Valley, PA
• 12/2025 → Present
  Massmutual Life Insurance Company
  Center Valley, PA

Previous Registrations

• 2021-05-24 → 2025-12-04
  Lpl Financial Llc
  Nazareth, PA
  Nazareth, PA
  Fort Mill, SC
• 2018-02-20 → 2021-05-05
  Transamerica Retirement Advisors, Llc
  Nazareth, PA
• 2013-10-08 → 2018-02-10
  Park Avenue Securities Llc
  New York, NY
  Bethlehem, PA
  New York, NY
  Bethlehem, PA
• 2010-06-28 → 2013-09-30
  Mml Investors Services, Llc
  Center Valley, PA
• 2009-03-31 → 2010-02-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 2008-10-06 → 2008-10-20
  Ubs Financial Services Inc.
  Bethlehem, PA
  Weehawken, NJ
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2007-11-07

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Thomas Fulfaro
• Thomas Patrick Fulfaro