Derrick K T Kim

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-01-07
MD	RA	APPROVED	2025-01-07
WA	RA	APPROVED	2021-04-05
UT	RA	APPROVED	2018-08-01

HI RA
APPROVED

Since 2025-01-07
MD RA
APPROVED

Since 2025-01-07
WA RA
APPROVED

Since 2021-04-05
UT RA
APPROVED

Since 2018-08-01

Branch Locations

Mililani, HI • United States

745 Fort Street Suite #2121, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	01/2012	07/2018
Penn Mutual Life Ins Co	Horsham	PA	11/2009	Present
Centaurus Financial Inc.	Anaheim	CA	07/2018	Present

01/2012 → 07/2018

Hornor Townsend & Kent Inc

Horsham, PA
11/2009 → Present

Penn Mutual Life Ins Co

Horsham, PA
07/2018 → Present

Centaurus Financial Inc.

Anaheim, CA

Previous Registrations

2012-01-31 → 2018-08-03

Hornor, Townsend & Kent, Llc

Mililani, HI

Bellevue, WA

Mililani, HI
2010-10-04 → 2012-01-27

Osaic Fa, Inc.

Mililani, HI
2007-11-12 → 2010-09-01

Insphere Securities, Inc.

Mlilani, HI

Other Businesses

LINDA KIM STUDIOS LLC, NON-INVESTMENT RELATED, MILILANI, HI 96789, PIANO INSTRUCTION, MEMBER/MANAGER, SINCE 2/1/2009, DEVOTED TIME IS 12 HOURS A MONTH, ASSIST IN THE ACCOUNTING, MARKETING AND WEB DEVELOPMENT OF THE BUSINESS, TEACH 6 STUDENTS ON A WEEKLY BASIS FOR 30 MIN. EACH. SELF POSITION: owner NATURE: Real estate rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 94-321 Alula Pl., Mililani HI 96789, United States DESCRIPTION: Town home rental, finding tenants, upkeeping the property, managing rent payments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-09

S66 Uniform Combined State Law Examination

2007-11-09

Other Names

Zui Kim
Derrick Kim
Derrick K T Kim
Derrick Kaleookalopa Tzu-Yu Kim

View on SEC IAPD