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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-06 |
| FL | RA | APPROVED | 2018-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centennial Bank | North Little Rock | AR | 08/2009 | Present |
| Investment Professionals Inc | San Antonio | TX | 10/2014 | 09/2018 |
| Ameriprise Financial Services, Inc. | Pompano Beach | FL | 09/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Pompano Beach | FL | 03/2020 | Present |
Outside Employment; Centennial Bank; Program Manager - Manager & advisor.; ; 400 N Federal Hwy, Pompano Beach Fl 33062, ,; Investment-Related; 01/01/2016; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-31 |
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