Derek Chalfant

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 11/2021
  Lpl Financial
  Charlotte, NC
• 11/2021 → 06/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 06/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2024 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 06/2024 → Present
  Cetera Financial Specialist Llc
  Schaumburg, IL
• 06/2024 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2024 → Present
  Cetera Investment Advisors Llc
  Lake Wylie, SC

Previous Registrations

• 2022-01-10 → 2024-06-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Pennington, NJ
• 2010-02-19 → 2021-12-02
  Lpl Financial Llc
  Fort Mill, SC
  Fort Mill, SC

Exams

• S66 Uniform Combined State Law Examination
  2010-02-18

Other Names

• Derek Gene Chalfant