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Holly Catherine Framsted

Capital Client Group, Inc.

Los Angeles, CA

Los Angeles, CA

Redondo Beach, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-04
  • CA RA
    APPROVED
    Since 2021-05-04

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock San Francisco CA 09/2005 03/2021
Capital Group Companies - American Funds Distributors, Inc. Los Angeles CA 03/2021 02/2023
Capital Group Companies - American Funds Distributors, Inc. Los Angeles CA 02/2023 12/2024
Capital Group / Capital Client Group, Inc. Los Angeles CA 12/2024 Present
  • 09/2005 → 03/2021
    Blackrock
    San Francisco, CA
  • 03/2021 → 02/2023
    Capital Group Companies - American Funds Distributors, Inc.
    Los Angeles, CA
  • 02/2023 → 12/2024
    Capital Group Companies - American Funds Distributors, Inc.
    Los Angeles, CA
  • 12/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-11-25
  • S63 Uniform Securities Agent State Law Examination
    2008-11-25
Designations
Other Names
  • Holly Catherine Smith
  • Holly Smith

View on SEC IAPD

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NORTHERN TRUST SECURITIES, INC.
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WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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