Best Investors Account Sign in

Mallory Jean Lauffer

Ameriprise Financial Services, LLC

Rochester, NY

Caledonia, NY

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
NY RA APPROVED 2021-07-23
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • NY RA
    APPROVED
    Since 2021-07-23

Branch Locations

2024 W Henrietta Road Suite 3B, Rochester, NY 14623 • United States

Caledonia, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester NY 05/2012 03/2020
Ameriprise Financial Services, Llc Rochester NY 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-28
S63 Uniform Securities Agent State Law Examination 2007-10-29
  • S66 Uniform Combined State Law Examination
    2013-02-28
  • S63 Uniform Securities Agent State Law Examination
    2007-10-29
Other Names
  • Mallory Bell
  • Mallory Jean Bell

View on SEC IAPD

Other Firms

MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
NOVEM GROUP
OSAIC WEALTH, INC.
EDELMAN FINANCIAL ENGINES
RISE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MARINER

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

More in Rochester, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor