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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-16
  • IL RA
    APPROVED
    Since 2025-12-16

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Group Los Angeles CA 05/2007 10/2018
Farmers Financial Solutions Agoura Hills CA 09/2007 10/2018
Loiuis Williams Insurance Agency Aurora IL 09/2007 10/2018
Nylife Securities Llc Downers Grove IL 12/2018 07/2025
New York Life Insurance Company Downers Grove IL 10/2018 07/2025
Lpl Enterprise Llc Downers Grove IL 07/2025 Present
  • 05/2007 → 10/2018
    Farmers Insurance Group
    Los Angeles, CA
  • 09/2007 → 10/2018
    Farmers Financial Solutions
    Agoura Hills, CA
  • 09/2007 → 10/2018
    Loiuis Williams Insurance Agency
    Aurora, IL
  • 12/2018 → 07/2025
    Nylife Securities Llc
    Downers Grove, IL
  • 10/2018 → 07/2025
    New York Life Insurance Company
    Downers Grove, IL
  • 07/2025 → Present
    Downers Grove, IL
Other Businesses

1. 06/23/2025 - LOUIE JOSEPH WILLIAMS N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Naperville, IL - INV REL - Start Date 06/23/2025 - 160hrs/mth 2. 06/23/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Naperville, IL - INV REL - Start Date 06/23/2025 - 160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-22
S63 Uniform Securities Agent State Law Examination 2008-07-10
  • S66 Uniform Combined State Law Examination
    2025-11-22
  • S63 Uniform Securities Agent State Law Examination
    2008-07-10
Other Names
  • Louie J Williams

View on SEC IAPD

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