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Lisa Marie Behun

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. San Diego CA 09/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 10/2009 Present
Previous Registrations
  • 2008-01-18 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-07
  • S66 Uniform Combined State Law Examination
    2008-01-07
Other Names
  • Lisa Marie Loritz
  • Lisa Behaun

View on SEC IAPD

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