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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-07 |
| KS | RA | APPROVED | 2021-05-25 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ivy Distributors, Inc | Shawnee Mission | KS | 11/2013 | 05/2021 |
| Waddell & Reed Inc | Shawnee Mission | KS | 11/2013 | 04/2021 |
| Delaware Distributors L.P. | Philadelphia | PA | 05/2021 | 05/2021 |
| Macquarie Investment Management | Philadelphia | PA | 05/2021 | 05/2021 |
| Fisher Investments | Camas | WA | 05/2021 | Present |
Cookie Doe Farm, Not investment related, Olathe, KS, farm, owner of farm, start date of 12/04/2025, no hours during securities trading hours, farmers rent acres on farms and Conservation Reserve Program from USDA Farm Service Agency pays for 8 acres
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-04 |
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