Kent Reaves Herring

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-26
AL	RA	APPROVED	2025-12-01
NC	RA	APPROVED	2025-04-09
TX	RA	APPROVED	2018-03-23

FL RA
APPROVED

Since 2026-08-26
AL RA
APPROVED

Since 2025-12-01
NC RA
APPROVED

Since 2025-04-09
TX RA
APPROVED

Since 2018-03-23

Branch Locations

Pensacola, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Chemical Associates	Copley	OH	02/2001	Present
Cambridge Investment Research, Inc.	Fairfield	IA	01/2015	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2018	Present

02/2001 → Present

Chemical Associates

Copley, OH
01/2015 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
03/2018 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) HERRING BROTHERS, INC, 403 SHORELINE DR GULF BREEZE FL, SALES OF TIMBER, VICE PRESIDENT, 08/2007, 1 HR/MO 1 HR/MO TRADING 2) HERRING HOOKS INSURANCE AND FINANCIAL SERVICES, 2709 GULF BREEZE PKWY GULF BREEZE FL, 07/2007, VP/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 0/TRADING 3) GULF BREEZE OPTIMIST CLUB, PO BOX 687 GULF BREEZE FL, NONPROFIT ORGANIZATION, TREASURER,10/2011, 4 HR/MO 4 HR/MO TRADING 4) RENTAL PROPERTY, 403 SHORELINE DRIVE GULF BREEZE FL, RENTAL PROPERTY,OWNER, 8 HR/MO 8 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 03/2018, AS ADVISORY REP OF A RIA. INV REL, 40 HR/MO 40 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-22
S63	Uniform Securities Agent State Law Examination	2007-12-21

S65 Uniform Investment Adviser Law Examination

2018-03-22
S63 Uniform Securities Agent State Law Examination

2007-12-21

View on SEC IAPD