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David Samuel Sargent

Blackrock Investment Management, LLC

Cincinnati, OH

Princeton, NJ

CRD 5417253

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Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-01
OH RA APPROVED 2023-11-01
  • NJ RA
    APPROVED
    Since 2023-11-01
  • OH RA
    APPROVED
    Since 2023-11-01

Branch Locations

Cincinnati, OH • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 08/2007 Present
Blackrock Investments, Llc New York NY 07/2023 Present
Blackrock New York NY 07/2023 Present
  • 08/2007 → Present
    Fidelity Investments
    Covington, KY
  • 07/2023 → Present
    Blackrock Investments, Llc
    New York, NY
  • 07/2023 → Present
    Blackrock
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-02
S63 Uniform Securities Agent State Law Examination 2007-12-21
  • S66 Uniform Combined State Law Examination
    2009-11-02
  • S63 Uniform Securities Agent State Law Examination
    2007-12-21
Designations
  • Chartered Financial Analyst
Other Names
  • David Sargent

View on SEC IAPD

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