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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-01-15 |
Branch Locations
601 South Farwell St Suite A, Eau Claire, WI 54701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Eau Claire | WI | 06/2009 | Present |
| Tjx Companies (Tj Maxx) | Eau Claire | WI | 10/2016 | Present |
1. 9/5/2018 - MainStreet Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/03/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/5/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Notary Public - Started 10/08/2013 - Notarize documents for clients. 3. 9/5/2018 - TJ Maxx - Not Investment Related - 4070 Commonwealth Avenue, Eau Claire, WI 54701 - Outside/W-2 Employment - Started 10/11/2016 - 65 Hours Per Month/0 Hours During Securities Trading - Time Spent 30%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-28 |
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