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Michael Gene Reynolds

Principal Securities, Inc.

Mansfield, OH

Mansfield, OH

CRD 5416670

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-02-24
  • OH RA
    APPROVED
    Since 2015-02-24

Branch Locations

1111 Lexington Ave, Mansfield, OH 44907 • United States

Mansfield, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farley-Peeples Insurance, Inc. Mansfield OH 01/2015 10/2023
Principal Securities Inc Mansfield OH 03/2016 Present
  • 01/2015 → 10/2023
    Farley-Peeples Insurance, Inc.
    Mansfield, OH
  • 03/2016 → Present
    Mansfield, OH
Previous Registrations
Other Businesses

***OUTSIDE INSURANCE, FIXED LIFE & ANNUITIES, HEALTH, DI, GROUP, LTC, 03/03/15. ***TELETECH AT HOME TAX SUPPORT, TAX SUPPORT, 03/03/15.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2020-08-26
Other Names
  • Mike Reynolds
  • Michael G Reynolds

View on SEC IAPD

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