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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-10
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

130 Wylderose Dr, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 02/2018
Mml Investors Services, Llc Richmond VA 03/2017 02/2018
Virginia Asset Management Midlothian VA 02/2018 Present
Minnesota Life St. Paul MN 02/2018 08/2023
Securian Financial Services Inc. St. Paul MN 02/2018 08/2023
Cetera Wealth Services, Llc Midlothian VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2016 → 02/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 02/2018
    Richmond, VA
  • 02/2018 → Present
    Virginia Asset Management
    Midlothian, VA
  • 02/2018 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 02/2018 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-02-16 → 2023-08-10
    Securian Financial Services, Inc.
    Midlothian, VA
    St. Paul, MN
  • 2017-03-25 → 2018-02-16
    Richmond, VA
  • 2012-07-18 → 2017-03-25
    Msi Financial Services, Inc.
    Richmond, VA
    Richmond, VA
    Richmond, VA
Other Businesses

1. VAM FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2018 ADDRESS: , Midlothian VA , United States DESCRIPTION: Agent/Broker 2.NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2018 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. NAME OF OTHER BUSINESS: VAM Partners; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/15/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-23
S63 Uniform Securities Agent State Law Examination 2007-12-03
  • S65 Uniform Investment Adviser Law Examination
    2012-06-23
  • S63 Uniform Securities Agent State Law Examination
    2007-12-03
Designations

View on SEC IAPD

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