Thomas Lee Turner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → 10/2019
  1St Global Capital Corp.
  Dallas, TX
• 10/2003 → 09/2025
  Avantax Insurance Services, Inc.
  Dallas, TX
• 03/1999 → 10/2019
  1St Global Advisors, Inc.
  Dallas, TX
• 10/2002 → Present
  Turner & Vedrenne Financial Services, Llc
  Dallas, TX
• 01/2001 → Present
  Turner, Vedrenne & Howard
  Dallas, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
• 1999-04-05 → 2019-10-25
  1St Global Advisors Inc
  Dallas, TX
  Dallas, TX
• 1999-10-28 → 2006-08-29
  Turner & Vedrenne Financial Services, L.L.C.
  Dallas, TX

Other Businesses

1) TURNER & VEDRENNE FINANCIAL SERVICES, LLC POSITION: INVESTMENT SERVICES NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/01/2002 DESCRIPTION: Provide financial services to clients 2) TURNER, VEDRENNE & HOWARD POSITION: Employee NATURE: I am involved with tax related matters including tax return, tax research and tax consulting with firm clients. I interact with clients on a routine basis. I also work with firm staff on tax project assignments and supervision of subordinates. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/31/2012 ADDRESS: 9330 LBJ Freeway Suite 875, Dallas TX 75243, United States DESCRIPTION: Preparation and review of personal and business tax returns. Tax consulting with firm clients Tax research on various client issues Coordination of tax projects with firm staff and its shareholders. Billing preparation for tax and accounting services performed for firm clients. Discussions and meetings with professional staff and shareholders on client tax matters.

Exams

• S66 Uniform Combined State Law Examination
  1999-01-11

Other Names

• Tom Turner