Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Addison | TX | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Addison | TX | 11/2016 | 05/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 05/2024 | Present |
| Bank Of America, N.A. | Dallas | TX | 07/2024 | Present |
ST. BENEDICT'S CHURCH; NOT INV. RELATED; ROCKWALL, TX; FINANCE COMMITTEE MEMBER; START DATE 2/21/2024; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, REVIEW INCOME AND EXPENSES, DISCUSS PLANS FOR WHAT ACTIVITIES WILL HAVE PRIORITY, SHARE THOUGHTS/RECOMMENDATIONS TO CHURCH COUNCIL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-24 |
Reach out to this advisor