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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
13750 San Pedro Ave Ste 350, San Antonio, TX 78232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 11/2014 | 12/2017 |
| Waddell & Reed Inc | San Antonio | TX | 02/2018 | 07/2021 |
| Betty Vargas | San Antonio | TX | 02/2018 | 07/2021 |
| Lgc Staffing | San Antonio | TX | 04/2016 | 03/2017 |
| Pontem Llc | San Antonio | TX | 06/2018 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | San Antonio | TX | 11/2015 | 07/2021 |
| Christopher Hall | San Antonio | TX | 09/2019 | 07/2021 |
| Caliente Harley Davidson Motorcycles | San Antonio | TX | 06/2017 | Present |
| Lpl Financial Llc | San Antonio | TX | 07/2021 | Present |
1)06/2017 - Outside/W-2 Employment / Caliente Harley Davidson / Not Investment Related / 0Hrs/Mo / San Antonio, TX 78245 2)2018 - DBA for LPL Business (entity for LPL business) / PONTEM FINANCIAL / Investment Related / San Antonio, TX 78245
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-28 |
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