Lan Ji Shaw

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 02/2017
  Edward Jones
  St. Louis, MO
• 02/2017 → 10/2024
  Commonwealth Financial Network
  San Diego, CA
• 02/2017 → Present
  Vision Financial Planning
  Berkeley, CA
• 12/2022 → Present
  Vision Private Wealth, Inc.
  Alameda, CA
• 10/2024 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2017-02-03 → 2024-10-08
  Commonwealth Financial Network
  San Diego, CA
  Berkeley, CA
  Alameda, CA
  Alameda, CA
• 2007-11-26 → 2017-02-06
  Edward Jones
  Berkeley, CA
  St Louis, MO
  Oakland, CA

Other Businesses

1) 100% Owner, Vision Financial Planning, Inc., a private entity established to facilitate securities, advisory, and insurance business; As of 02/14/2017; Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2) Fixed insurance sales; as of 01/27/2016, 5% of time spent during business hours, Conducted from branch location; Investment related 10/2024 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: VISION PRIVATE WEALTH - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 10/01/2024 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-08

Designations

• Certified Financial Planner

Other Names

• Lan Ji
• Alice Ji