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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-24 |
Branch Locations
Fredericksburg, TX • United States
1415 East Main Street, Fredericksburg, TX 78624 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | San Antonio | TX | 08/2007 | 02/2024 |
| Citigroup Global Markets Inc. | Las Colinas | TX | 08/2007 | 02/2024 |
| Thrivent Investment Management Inc. | Minneapolis | MN | 02/2024 | 04/2025 |
| Thrivent Financial | Appleton | WI | 02/2024 | 04/2025 |
| Frost Brokerage Services | San Antonio | TX | 04/2025 | Present |
| Frost Investment Services | San Antonio | TX | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-05 |
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