Nathan Estes Hall

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 06/2018
  Deutsche Bank Securities Inc.
  New York, NY
• 11/2018 → 01/2021
  Ubs Financial Services Inc.
  Denver, CO
• 07/2018 → 10/2018
  Unemployed
  New York, NY
• 01/2021 → Present
  Ubs Financial Services, Inc.
  Denver, CO

Other Businesses

ALTON LANE, INC, 11 W 25TH STREET, FIFTH FLOOR, NEW YORK, NEW YORK 10010, BESPOKE CLOTHIER / I WILL BE A MINORITY SHAREHOLDER, WILL NOT BE INVOLVED IN DAY-TO-DAY OPERATIONS, BUT MAY BE ASKED FOR MY OPINION FROM TIME TO TIME, NOT INVESTMENT RELATED, NOT DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-21
• S63 Uniform Securities Agent State Law Examination
  2007-12-17