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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-24
  • FL RA
    APPROVED
    Since 2025-09-24

Branch Locations

5811 Pelican Bay Blvd Ste 300, Naples, FL 34108 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 05/2013 06/2019
Suntrust Advisory Services Atlanta GA 09/2016 06/2019
Synovus Securities, Inc. Naples FL 06/2019 10/2019
Synovus Bank Naples FL 06/2019 10/2019
Synovus Securities, Inc. Naples FL 10/2019 09/2025
Synovus Bank Naples FL 10/2019 09/2025
Ameriprise Financial Services, Llc Naples FL 09/2025 Present
Previous Registrations
  • 2019-06-14 → 2025-09-23
    Columbus, GA
    Sarasota, FL
    Naples, FL
    Port Charlotte, FL
  • 2016-09-13 → 2019-06-19
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Marco Island, FL
    Naples, FL
  • 2013-06-04 → 2016-12-31
    Truist Investment Services, Inc.
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Marco Island, FL
    Naples, FL
  • 2008-12-23 → 2013-06-07
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
  • 2008-03-06 → 2008-07-31
    Naples, FL
    Naples, FL
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-03
  • S66 Uniform Combined State Law Examination
    2008-03-03

View on SEC IAPD

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