Inactive

Austin Christopher Lee

Lee Financial Group

Ladera Ranch, CA

Claim This Profile

Current Employers

Lee Financial Group

Ladera Ranch, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-23

CA RA
APPROVED

Since 2025-04-23

Branch Locations

Ladera Ranch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Laguna Hills	CA	07/2020	04/2022
World Financial Group, Inc.	Laguna Hills	CA	08/2018	05/2022
Edwards Lifesciences	Irvine	CA	04/2020	08/2024
Sonendo Inc	Laguna Hills	CA	08/2018	04/2020
Blizzard Entertainment	Irvine	CA	05/2018	08/2018
Verizon Communication	Basking Ridge	NJ	12/2011	05/2018
Lee Financial Group Llc	Ladera Ranch	CA	01/2022	Present

07/2020 → 04/2022

Transamerica Financial Advisors, Inc

Laguna Hills, CA
08/2018 → 05/2022

World Financial Group, Inc.

Laguna Hills, CA
04/2020 → 08/2024

Edwards Lifesciences

Irvine, CA
08/2018 → 04/2020

Sonendo Inc

Laguna Hills, CA
05/2018 → 08/2018

Blizzard Entertainment

Irvine, CA
12/2011 → 05/2018

Verizon Communication

Basking Ridge, NJ
01/2022 → Present

Lee Financial Group Llc

Ladera Ranch, CA

Previous Registrations

2020-07-30 → 2022-05-11

Transamerica Financial Advisors, Llc

Irvine, CA
2008-07-07 → 2011-09-27

Goldman Sachs Wealth Services, L.P.

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-05-25

S66 Uniform Combined State Law Examination

2020-05-25

Designations

View on SEC IAPD

More in Ladera Ranch, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor