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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-05
TX RA APPROVED_RES 2012-12-03
  • MN RA
    APPROVED
    Since 2013-12-05
  • TX RA
    APPROVED_RES
    Since 2012-12-03

Branch Locations

349 2Nd St Nw, Ortonville, MN 56278-0141 • United States

2423 Albion Ave Ste 100, Fairmont, MN 56031 • United States

1600 Utica Ave S Fl 9 Ste 166, St Louis Park, MN 55416 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ortonville MN 10/2007 03/2020
Ameriprise Financial Services, Llc Minnetonka MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 349 2nd NW, , Ortonville, MN, 56278; Not Investment-Related; 12/12/2018. Business Ownership; I AM G, LLC; Co-owner; Manage Ameriprise Business; 2423 Albion Ave, , Fairmont, MN, 56031; Investment-Related; 04/01/2014; 10 to 19 hours per month; 10 to 19 during trading hours / The Tax Collaborative, LLC; Owner; Tax Preparation; 2423 Albion Ave, , Fairmont, MN, 56031; Not Investment-Related; 11/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Fairmont Property, LLC; Co-owner; Real Estate; 4731 Coventry Rd E, , Minnetonka, MN, 55345; Not Investment-Related; 12/06/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; I AM G, LLC; Co-owner; Manage advisory business; 2423 Albion Ave, , Fairmont, MN, 56031; Investment-Related; 01/29/2018; 60 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-17
  • S66 Uniform Combined State Law Examination
    2007-11-17

View on SEC IAPD

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