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Leslie Ann Zoerb

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2009-06-22
CT RA APPROVED 2006-02-21
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2009-06-22
  • CT RA
    APPROVED
    Since 2006-02-21

Branch Locations

50 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Buffalo NY 08/1998 Present
  • 08/1998 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-20
S63 Uniform Securities Agent State Law Examination 2000-05-01
  • S66 Uniform Combined State Law Examination
    2006-02-20
  • S63 Uniform Securities Agent State Law Examination
    2000-05-01

View on SEC IAPD

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