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Current Employers
Benjamin F. Edwards Wealth Management, Llc

One North Brentwood Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-09-26
  • SC RA
    APPROVED
    Since 2022-09-26

Branch Locations

3316 Walhalla Highway, Six Mile, SC 29682 • United States

One North Brentwood Suite 850, St. Louis, MO 63105 • United States

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-07-12
  • SC RA
    APPROVED
    Since 2018-07-12

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

3316 Walhalla Highway, Six Mile, SC 29682 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Seneca SC 06/2006 07/2018
Wells Fargo Advisors Llc Seneca SC 04/2010 11/2016
Wells Fargo Clearing Services, Llc Seneca SC 11/2016 07/2018
Benjamin F Edwards Clemson SC 07/2018 Present
Benjamin F. Edwards Wealth Management, Llc Six Mile SC 09/2022 Present
Previous Registrations
Other Businesses

1) Lakenorth Investment Group, LLC - Six Mile, SC 28571. Investment-related, Independent Contractor, Investment Advise - Advising clients with investment direction and implementation. Participation start date: February 2023, 160 business hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-06
S63 Uniform Securities Agent State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2013-12-06
  • S63 Uniform Securities Agent State Law Examination
    2007-10-26
Other Names
  • Matt Smith
  • Matthew D Smith
  • Matthew Smith

View on SEC IAPD

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