Ann Thai Duong Huynh

Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-04

CA RA
APPROVED

Since 2026-05-04

Branch Locations

2770 Sand Hill Rd, Menlo Park, CA 94025 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2022-07-12
AZ	RA	APPROVED	2022-07-08
NJ	RA	APPROVED	2022-06-29
UT	RA	APPROVED	2022-06-29
CA	RA	APPROVED	2022-06-28
CO	RA	APPROVED	2022-06-28
HI	RA	APPROVED	2022-06-28
ID	RA	APPROVED	2022-06-28
IL	RA	APPROVED	2022-06-28
IN	RA	APPROVED	2022-06-28
LA	RA	APPROVED	2022-06-28
MN	RA	APPROVED	2022-06-28
NY	RA	APPROVED	2022-06-28
TX	RA	APPROVED	2022-06-28
VA	RA	APPROVED	2022-06-28
WA	RA	APPROVED	2022-06-28

NV RA
APPROVED

Since 2022-07-12
AZ RA
APPROVED

Since 2022-07-08
NJ RA
APPROVED

Since 2022-06-29
UT RA
APPROVED

Since 2022-06-29
CA RA
APPROVED

Since 2022-06-28
CO RA
APPROVED

Since 2022-06-28
HI RA
APPROVED

Since 2022-06-28
ID RA
APPROVED

Since 2022-06-28
IL RA
APPROVED

Since 2022-06-28
IN RA
APPROVED

Since 2022-06-28
LA RA
APPROVED

Since 2022-06-28
MN RA
APPROVED

Since 2022-06-28
NY RA
APPROVED

Since 2022-06-28
TX RA
APPROVED

Since 2022-06-28
VA RA
APPROVED

Since 2022-06-28
WA RA
APPROVED

Since 2022-06-28

Branch Locations

2770 Sand Hill Rd., Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Svb Wealth Advisory Inc	Santa Clara	CA	09/2019	06/2022
Silicon Valley Bank	Santa Clara	CA	03/2011	03/2023
Svb Wealth Llc	Santa Clara	CA	06/2022	Present
Svb Investment Services Inc	Santa Clara	CA	06/2022	Present
First Citizens Investor Services	Raleigh	NC	12/2023	Present

09/2019 → 06/2022

Svb Wealth Advisory Inc

Santa Clara, CA
03/2011 → 03/2023

Silicon Valley Bank

Santa Clara, CA
06/2022 → Present

Svb Wealth Llc

Santa Clara, CA
06/2022 → Present

Svb Investment Services Inc

Santa Clara, CA
12/2023 → Present

First Citizens Investor Services

Raleigh, NC

Previous Registrations

2021-04-14 → 2022-07-29

Svb Investment Services Inc.

San Francisco, CA

Santa Clara, CA

Santa Clara, CA

San Francisco, CA

Other Businesses

SVB Wealth LLC-Investment Related-Private Client Services; Position is Private Client Services; Started 06/2022; FTE employee; Provide wealth management service to SVBW clients. Passive investment income as owner, from rental property at 114 Sierra Mesa Dr., San Jose, CA 95116. Not investment related, minimum hours spent on this business. Time spent on rental property is less than an hour a month outside or security trading hours. Start date of when the property was rented out was 3/1/21.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-12

S66 Uniform Combined State Law Examination

2021-04-12

Other Names

Ann Huynh
Ann Thai Duong
Ann Thai Duong-Huynh

View on SEC IAPD