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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-29
NY RA APPROVED 2021-06-16
TX RA APPROVED 2014-02-07
NJ RA APPROVED 2012-05-15
  • CA RA
    APPROVED
    Since 2026-06-29
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2014-02-07
  • NJ RA
    APPROVED
    Since 2012-05-15

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Menlo Park CA 11/2009 Present
Morgan Stanley Private Bank, N.A New York NY 04/2026 Present
  • 11/2009 → Present
    Morgan Stanley Smith Barney
    Menlo Park, CA
  • 04/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-14
  • S66 Uniform Combined State Law Examination
    2012-05-14
Other Names
  • Richard Chen

View on SEC IAPD

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