Paul Edward Brown

Current Employers

Employment History

• 03/2009 → 11/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 12/2009 → 10/2017
  Bank Of America, N.A.
  Charlotte, NC
• 10/2017 → Present
  Lpl Financial Llc
  Charlotte, NC
• 11/2017 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2009-03-06 → 2017-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 2001-12-31 → 2009-03-10
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

1) 11/15/2017 - Streamline Productions - Business Owner - start: 01/2008 - 4 hr/mth 2) 01/25/2024 - Connected Wealth Management - Inv related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/1/2024 - 200 Hrs/mo; 8 hrs During Trading. 3) 02/05/2024 - Independent Advisor Alliance DBA Connected Wealth Management - Inv Related - At Reported Business Location9s) - Registered Investment Advisor DBA - Started: 2/1/2024 - 170 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-02
• S63 Uniform Securities Agent State Law Examination
  2000-07-10

Designations