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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-09-03 |
| TX | RA | APPROVED | 2021-09-03 |
Branch Locations
661 South Rivershore Lane Suite 200, Eagle, ID 83616-5397 • United States
Garden City, ID • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Garden City | ID | 03/2008 | 09/2021 |
| City Council | Garden City | ID | 01/2006 | 01/2022 |
| Raymond James Financial Services Advisors Inc. | Garden City | ID | 01/2009 | 09/2021 |
| Riverside Associates Financial Group | Garden City | ID | 05/2008 | 05/2022 |
| North Ada County Fire & Rescue District | Garden City | ID | 01/2020 | Present |
| Rbc Capital Markets, Llc | Boise | ID | 09/2021 | Present |
1) North Ada County Fire & Rescue District. Address: Garden City, ID Nature of the Business: Political Office Position/Title: Political Office Investment Related: No Start Date: 01/13/2020 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 0 Description of duties: 1 of 3 elected commissioners overseeing the budget and delivery of services of a small, autonomous fire district serving approximately 25,000 residents with an annual budget of $5MM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-16 |
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