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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| NC | RA | APPROVED | 2024-11-14 |
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
600 City Parkway West Suite 210, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nautilus Global Consulting Led | Hong Kong | 11/2012 | 05/2018 | |
| Nautilus Premier Consulting & Services | Irvine | CA | 05/2018 | 10/2023 |
| Guardian Life Insurance Company | Irvine | CA | 04/2022 | 10/2023 |
| Park Avenue Securities Llc | Irvine | CA | 09/2022 | 10/2023 |
| Pruco Securities, Llc | Orange | CA | 10/2023 | Present |
| The Prudential Insurance Company Of America | Orange | CA | 10/2023 | Present |
| Lpl Enterprise, Llc | Orange | CA | 11/2024 | Present |
1) 09/30/2024 - Kai Tian - Non-Variable Insurance - Sell Guardian Whole life product when it is suitable for clients - INV Related - At Irvine, CA - Start Date 01/01/2024 - 1hrs/mth - 1hrs During Trading 2) 10/28/2024 - McSen Realty - Mortgage/Real Estate Services - California Licensed Real Estate Agent - INV Related - At Irvine, CA - Start Date 11/14/2019 - 2hrs/mth - 0hrs During Trading 3) 10/28/2024 - HTI Education - Other - Teaching Financial Literacy Classes - Not INV Related - At Irvine, CA - Start Date 08/03/2022 - 8hrs/mth - 0hrs During Trading 4) 12/27/2024 - Kai Tian - Non-Variable Insurance - I sell Guardian fix life, disability and dental insurance - INV Related - At Irvine, CA - Start Date 07/01/2022 - 3hrs/mth - 0hrs During Trading 5) 12/27/2024 - Kai Tian - Real Estate Rental - I own the rental property listed above; a rental management company is handling the management duties. - INV Related - At Fremont, CA - Start Date 10/03/2011 - 0hrs/mth - 0hrs During Trading 6) 12/27/2024 - Kai Tian - Commission trials for non variable insurance - Commission trials for non variable insurance - INV Related - At Irvine, CA - Start Date 05/23/2018 - 0hrs/mth - 0hrs During Trading 7) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-25 |
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