F. Michael Covey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 06/2017
  Ubs Financial Services Inc
  Chicago, IL
• 06/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2017 → Present
  Bank Of America, Na
  Chicago, IL

Previous Registrations

• 2007-10-05 → 2017-06-13
  Ubs Financial Services Inc.
  Chicago, IL
• 2004-06-04 → 2007-10-10
  Lehman Brothers Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

I*109895FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME OF OUTSIDE BUSINESS: PC RANCH LLC INVESTMENT RELATED: NO ADDRESS: ARLINGTON HEIGHTS, ILLINOIS 60005 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/5/2016 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONALLY SOURCED FARM LAND I*109894 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME OF OUTSIDE BUSINESS: PC ACRES LLC INVESTMENT RELATED: NO ADDRESS: ARLINGTON HEIGHTS, ILLINOIS 60005 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/31/2016 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONALLY SOURCED FARM LAND I*1039301 Entity Type: School, College or University Name: John Carroll University Investment related: No Address: University Heights, Ohio, 44118 Position, title, association: Director, Start date of relationship: 12/7/2022 Number of hours devoted: 40 hours Yearly Number of hours devoted during trading hours: 10 hrs annually Duties: Higher Education school. I will serve on the Board of Directors I*: 2631265 Entity Type: Fiduciary role Name of OBA: A. M C. Revocable Trust Address: Arlington Heights. IL 60005 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 7/18/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Trustee Child/Grandchild

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-27
• S63 Uniform Securities Agent State Law Examination
  2000-06-07

Other Names

• F. Michael Covey
• F. Michael Covey
• F. Iii,F. Covey Iii
• Frank Michael Covey
• Frank Covey