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Ernesto David Tong

Penserra Capital Management LLC

Orinda, CA

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Current Employers
Penserra Capital Management Llc

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-05
  • CA RA
    APPROVED
    Since 2018-01-05

Branch Locations

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penserra Securities Orinda CA 04/2015 Present
Penserra Capital Management Orinda CA 04/2015 Present
  • 04/2015 → Present
    Penserra Securities
    Orinda, CA
  • 04/2015 → Present
    Penserra Capital Management
    Orinda, CA
Previous Registrations
Other Businesses

PENSERRA CAPITAL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-24
  • S63 Uniform Securities Agent State Law Examination
    2008-10-24
Designations
Other Names
  • Ernesto Tong

View on SEC IAPD

Other Firms

MCDONALD CAPITAL INVESTORS INC
WESPAC ADVISORS, LLC
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC
CROSSPOINT CAPITAL MANAGEMENT
PENSERRA GLOBAL INVESTORS LLC
PENSERRA WEALTH MANAGEMENT
MB INMAN INVESTMENT ADVISORS, LLC
PARAGON ASSET MANAGEMENT INC.

Other Investors

WILLIAM KIM
GREGORY JOSEPH CHRISTIAN
JOHN COLE WILLIAMS
TIMOTHY K CHAN
THOMAS CHRISTOPHER LAMBERT
JORGE NMN MADRIGAL
Katherine Sarah Drury
LEE WILSON GEIGER

Other Offices

MCDONALD CAPITAL INVESTORS INC · ORINDA, CA
WESPAC ADVISORS, LLC · ORINDA, CA
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC · ORINDA, CA
CROSSPOINT CAPITAL MANAGEMENT · ORINDA, CA
PENSERRA GLOBAL INVESTORS LLC · ORINDA, CA
PENSERRA WEALTH MANAGEMENT · ORINDA, CA
MB INMAN INVESTMENT ADVISORS, LLC · ORINDA, CA
WESPAC ADVISORS, LLC · ORINDA, CA

More in Orinda, CA

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