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Ernesto David Tong

Penserra Capital Management LLC

Orinda, CA

CRD 5414392

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Employer firm

Penserra Capital Management LLC CRD 159042

$17.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
Penserra Capital Management Llc

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-05
  • CA RA
    APPROVED
    Since 2018-01-05

Branch Locations

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penserra Securities Orinda CA 04/2015 Present
Penserra Capital Management Orinda CA 04/2015 Present
  • 04/2015 → Present
    Penserra Securities
    Orinda, CA
  • 04/2015 → Present
    Penserra Capital Management
    Orinda, CA
Previous Registrations
Other Businesses

PENSERRA CAPITAL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-24
  • S63 Uniform Securities Agent State Law Examination
    2008-10-24
Designations
  • Chartered Financial Analyst
Other Names
  • Ernesto Tong

View on SEC IAPD

Nearby Firms

MCDONALD CAPITAL INVESTORS INC
WESPAC ADVISORS, LLC
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC

Nearby Investors

WILLIAM KIM
GREGORY JOSEPH CHRISTIAN
JOHN COLE WILLIAMS

Nearby Offices

MCDONALD CAPITAL INVESTORS INC · ORINDA, CA
WESPAC ADVISORS, LLC · ORINDA, CA
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC · ORINDA, CA

More in Orinda, CA

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