David Duane Kasowski

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 04/2021
  Baird
  Seattle, WA
• 09/2018 → 12/2018
  Allegiance Wealth Management
  Bellevue, WA
• 03/2013 → 09/2018
  U.S. Air Force
  Okinawa
• 06/2021 → 12/2021
  Fidelity Investments
  Salt Lake City, UT
• 02/2023 → Present
  Rbc Capital Markets, Llc
  Edina, MN
• 01/2022 → 10/2022
  Unemployed
  Austin, TX
• 10/2022 → 02/2023
  Spot Insurance
  Austin, TX

Previous Registrations

• 2020-01-07 → 2021-04-18
  Robert W. Baird & Co. Incorporated
  Seattle, WA

Other Businesses

NAME OF ENTITY: Balaton Condominium ADDRESS: 19230 Forest Park Dr NE #L140 Lake Forest Park, WA 98155 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Income from property, management company is Seattle's Property Management CAPACITY: Sole Proprietor START DATE: 06/01/21 DUTIES: Pay mortgage and insurance expenses, final decision on most repairs or maintenance. Rental amount and new tenant decision. HOURS DEVOTED PER MONTH: .1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2020-01-06

Other Names

• David D Kasowski
• David Duane Kasowski