Diane Scarpa Levin

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2014-08-29
TX	RA	APPROVED_RES	2011-04-18

IL RA
APPROVED

Since 2014-08-29
TX RA
APPROVED_RES

Since 2011-04-18

Branch Locations

1337 Tilton Road, Northfield, NJ 08225 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Northfield	NJ	08/2007	Present

08/2007 → Present

Ubs Financial Services Inc.

Northfield, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-29

S66 Uniform Combined State Law Examination

2007-10-29

Other Names

Diane Nicole Scarpa

View on SEC IAPD

Other Firms

CRA FINANCIAL SERVICES, L.L.C.

BENJAMIN F. EDWARDS & COMPANY, INC.

PROSPERA FINANCIAL SERVICES, INC.

NORTHSTAR ADVISORY GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CONCURRENT INVESTMENT ADVISORS, LLC

TOEWS ASSET MANAGEMENT

Other Investors

THOMAS EDWARD REYNOLDS

MATTHEW JOHN REYNOLDS

JEFFREY WILBUR HILLIARD

ROBERT THOMAS MARTIN

GORDON SCHURCH SHEARER

JENNIFER MARIE COLON

DONNA SAVASTANI

Jarman Edward Reilly

Other Offices

CRA FINANCIAL SERVICES, L.L.C. · NORTHFIELD, NJ

BENJAMIN F. EDWARDS & COMPANY, INC. · NORTHFIELD, NJ

EDWARD JONES · NORTHFIELD, NJ

PROSPERA FINANCIAL SERVICES, INC. · Northfield, NJ

EDWARD JONES · Egg Harbor Township, NJ

NORTHSTAR ADVISORY GROUP, LLC · NORTHFIELD, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Northfield, NJ

CONCURRENT INVESTMENT ADVISORS, LLC · Northfield, NJ

More in Northfield, NJ

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