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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-11-27 |
| NH | RA | APPROVED | 2014-02-03 |
Branch Locations
43 Constitution Dr., Bedford, NH 03110 • United States
40 Crescent St, Waltham, MA 02453 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2014-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2013 | Present |
| Lpl Financial Llc | Bedford | NH | 01/2014 | Present |
1. 2/3/2014 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 2/28/2014 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR for RIA. 3. 2/14/2018 - OneEleven Oils, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/22/2018 - 4 Hours Per Month/0 Hours During Securities Trading. 4. 2/3/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/26/2021 - 5 Hours Per Month/1 Hours During Securities Trading - Various agencies. 5. 01/04/2023 - No Business Name - Investment Related - Northwood, NH 03261 - Real Estate Rental - Start Date: 01/15/2023 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 08/27/2024 - Evergreen Strategic Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/27/2024 - 160 Hours per Month/ 40 Hours During Trading 7. 11/13/2024 - Real Estate Rental - Investment Related - Concord, NH - Start Date 11/20/2024 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-29 |
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