Inactive

Chris Graham Hemmelgarn

Shaker Investments

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Current Employers

Shaker Investments

3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-03-05

OH RA
APPROVED

Since 2018-03-05

Branch Locations

3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barclays Capital Inc	New York	NY	07/2012	09/2017
Shaker Investments Llc	Beachwood	OH	09/2017	Present

07/2012 → 09/2017

Barclays Capital Inc

New York, NY
09/2017 → Present

Shaker Investments Llc

Beachwood, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-08-31

S63 Uniform Securities Agent State Law Examination

2012-08-31

Other Names

Chris Hemmelgarn

View on SEC IAPD

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Other Investors

NICHOLAS ISAAC STERN

ERIK SHANNON KEISTER

Brian Mitchell Duffield

Forrest Duncan Kuchling

Rachel M Smylie

AILEEN PATRICIA BOST

Nicholas James Evans

Other Offices

NORTH STAR ADVISORY GROUP, LLC · BEACHWOOD, OH

CM WEALTH ADVISORS LLC · BEACHWOOD, OH

PHILIPP CAPITAL ADVISORS · BEACHWOOD, OH

TIDMORE RETIREMENT PLANNING SPECIALISTS · BEACHWOOD, OH

NEO INVESTMENT COUNSEL, LLC · CLEVELAND, OH

SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH

SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH

C.N.M. MANAGEMENT, LLC · CLEVELAND, OH

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