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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-05 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
101 W Main St Fl 2, Moorestown, NJ 08057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mount Laurel | NJ | 08/2015 | Present |
| Private Advisor Group, Llc | Mt. Laurel | NJ | 09/2015 | Present |
1. 09/17/2015 - Ballast Financial, LLC - INV REL - 10000 Midlantic Dr, Suite 330W, Mount Laurel, NJ 08054 - DBA for LPL Business (entity for LPL business) - START 08/28/2015 - 40 HOURS PER MONTH, 8 DURING TRADING, 100% TIME SPENT - Investment services for wide range of clients. 2. 1/5/2017 - Private Advisor Group - DBA: (Hybrid) Ballast Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/28/2015 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08, 2015. I expect to spend approximately 40 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/5/2017 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/28/2015 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08, 2015. I expect to spend approximately 30 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/23/2018 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/08/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 5. 6/18/2019 - Security Mutual Life Insurance Company of NY - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/21/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 7/19/2021 - CapWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-11 |
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