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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-05
  • NJ RA
    APPROVED
    Since 2026-01-05

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

101 W Main St Fl 2, Moorestown, NJ 08057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mount Laurel NJ 08/2015 Present
Private Advisor Group, Llc Mt. Laurel NJ 09/2015 Present
Previous Registrations
Other Businesses

1. 09/17/2015 - Ballast Financial, LLC - INV REL - 10000 Midlantic Dr, Suite 330W, Mount Laurel, NJ 08054 - DBA for LPL Business (entity for LPL business) - START 08/28/2015 - 40 HOURS PER MONTH, 8 DURING TRADING, 100% TIME SPENT - Investment services for wide range of clients. 2. 1/5/2017 - Private Advisor Group - DBA: (Hybrid) Ballast Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/28/2015 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08, 2015. I expect to spend approximately 40 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/5/2017 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/28/2015 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08, 2015. I expect to spend approximately 30 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/23/2018 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/08/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 5. 6/18/2019 - Security Mutual Life Insurance Company of NY - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/21/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 7/19/2021 - CapWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-11
  • S66 Uniform Combined State Law Examination
    2008-07-11

View on SEC IAPD

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