Morey A Wade

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-15
WI	RA	APPROVED	2024-09-24

FL RA
APPROVED

Since 2024-10-15
WI RA
APPROVED

Since 2024-09-24

Branch Locations

River Falls, WI • United States

Riverview, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc	Boise	ID	09/2004	08/2024
Cetera Wealth Services, Llc	El Segundo	CA	08/2024	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2024	Present

09/2004 → 08/2024

Pnc

Boise, ID
08/2024 → Present

Cetera Wealth Services, Llc

El Segundo, CA
09/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SECURITIES AND PLANNING BUSINESS UNDER NORTH STAR RESOURCE GROUP BRAND START DATE: 6/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SECURITIES AND PLANNING BUSINESS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-05
S63	Uniform Securities Agent State Law Examination	2007-11-30

S65 Uniform Investment Adviser Law Examination

2024-09-05
S63 Uniform Securities Agent State Law Examination

2007-11-30

View on SEC IAPD