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Chad Charles Czerwinski

Ubs Financial Services Inc.

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-19
CT RA APPROVED 2007-10-31
  • TX RA
    APPROVED_RES
    Since 2012-07-19
  • CT RA
    APPROVED
    Since 2007-10-31

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Hartford CT 06/2010 Present
Previous Registrations
  • 2006-06-01 → 2006-08-11
    Cetera Investment Services Llc
    New Britain, CT
  • 2005-09-08 → 2006-04-27
    Webster Investment Services, Inc.
    New Haven, CT
  • 2001-05-09 → 2004-08-04
    Morgan Stanley Dw Inc.
    Hartford, CT
Other Businesses

APEX PARTNERS: PARTNER, 8HRS. A MONTH, PARTNERSHIP IS ACTIVE, BUT WE RECENTLY SOLD THE SHIPPING BUSINESS. (A SMALL BUSINESS THAT PROVIDES EXPRESS SHIPPING SERVICES CALLED FREIGHT SAVERS EXPRESS.) HOWEVER, THERE IS NO BUSINESS CURRENTLY BEING CONDUCTED. 2) Hartford Youth Scholars / 133 Allen Place Hartford,CT 06106 / Foundation/ Other Charitable Organization / provides training/education to youths in Hartford / Member of Board of Directors / / help guide the direction of the organization and provide strategic input / Start Date 12/4/14 / 3) D.H. Irrevocable Trust / Forrest GroveOregon / My duties will be to oversee the proper investment of the assets in the trust and to make sure the beneficiary receives his annual income/distribution and that the principal is maintained or grown over time and that the taxes get filed every year. / Irrevocable Trust / Start Date: 8/16/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-25
  • S66 Uniform Combined State Law Examination
    2000-05-25
Other Names
  • Chad C Czerwinski

View on SEC IAPD

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