Zachary David Hawley

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2010-12-13 → 2013-01-02
  Legend Advisory, Llc
  Edmond, OK
  Palm Beach Gardens, FL
• 2008-04-09 → 2010-12-17
  Equitable Advisors, Llc
  Oklahoma City, OK
  Edmond, OK
  Fort Worth, TX

Other Businesses

HIGHLAND CAPITAL BROKERAGE POSITION: REPRESENTATIVE NATURE: LIFE INSURANCE AND DISABILITY INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 02/01/2013 ADDRESS: 3535 GRANDVIEW PARKWAY, SUITE 600, BIRMINGHAM AL 35243 DESCRIPTION: I SELL LIFE INSURANCE AND DISABILITY INSURANCE THROUGH THIS BROKER. CREATIVE MARKETING POSITION: REPRESENTATIVE NATURE: INDEX ANNUITIES AND LIFE INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 08/01/2013 ADDRESS: 11460 TOMAHAWK CREEK PARKWAY, SUITE 100, LEAWOOD KS 66211 DESCRIPTION: SELL INDEX ANNUITIES AND LIFE INSURANCE ZACHARY HAWLEY LLC POSITION: President NATURE: Zachary Hawley LLC is and was created to help deal with my tax liability from commision and fees for Zach Hawley, the registered rep. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2016 ADDRESS: 527 W 9th, Edmond OK 73003, United States DESCRIPTION: It was created to help my business tax wise. REDWOOD FINANCIAL INVESTMENT RELATED: Is Investment Related, ADDRESS: "2724 Persimmon Creek Dr, , Edmond, OK, 73013, United States", Current DBA for the Securities related business through GWN Securities, Registered Representative, 10/17/2025, 160 hours per month, 160 hours per month during trading hours, Commission Compensation DESCRIPTION: DBA replacing Focus Financial for Investment Related Business through GWN Securities

Exams

• S66 Uniform Combined State Law Examination
  2008-04-05

Other Names

• Zach Hawley
• Zach Hawley